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Supplemental Examination

35 U.S.C. 257 provides for supplemental examination of an issued patent. This provision is effective September 16, 2012, and will apply to any patent issued before, on, or after the effective date.

A supplemental examination may be used by the patent owner to ask the PTO to consider information that a competitor might raise against the patent during litigation. 

A request for supplemental examination must be filed by the patent owner, and must request that the Office “consider, reconsider, or correct information believed to be relevant to the patent, in accordance with such requirements as the Director may establish”.

The “information” that forms the basis of the request is not limited to patents and printed publications, and may include other issues, e.g., issues involved with the specification including the written description, enablement, and best mode.

The standard for granting the request is whether one or more items of information raises a substantial new question of patentability (SNQ), which requires a showing that a reasonable examiner would consider the item of information important in determining the patentability of the claims.

Within 3 months after the receipt of a request meeting Office requirements, the Office will conduct the supplemental examination and will conclude the examination by issuing a certificate indicating whether the information presented in the request raises an SNQ.

If an SNQ is raised by one or more items of information in the request, reexamination will be ordered, and will be conducted according to ex parte reexamination procedures (except the patent owner will not have the right to file a statement on the questions).

The supplemental examination procedure may be beneficial over an ex parte reexamination because information in a supplemental examination are not limited to patents and printed publications. So that means the patent owner may submit a wider range of documents.  They are also faster.

If the request does not raise an SNQ of patentability, the USPTO will issue a certificate indicating that no further proceedings will take place.  In addition, the patent owner may argue that the items of information do not raise SNQs of patentability. 

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