MPEP 1400

Correction of Patents

Brief Summary:

A reissue application may be filed to correct an error made without any deceptive intent in the original patent. In order to qualify for reissue, the patent must be deemed wholly or partly inoperative or invalid as a result of the error.

The most common reasons for filing a reissue include; too narrow or too broad of claims, inaccuracies in the disclosure, an incorrectly claimed foreign priority, or a failure to make reference to or an incorrectly made reference to prior copending applications. Reissues may not be filed for minor typing errors.

Key Terms:

AssigneeAn assignee is the individual or entity to whom the rights of a patent are legally transferred, granting them ownership and control over the patent.
Broadening ClaimsBroadening claims refer to the process of amending a patent’s claims to expand their scope, typically during a reissue application, to cover more subject matter than originally claimed.
Certificate of CorrectionA Certificate of Correction is an official document issued by the patent office to correct minor errors in a granted patent, such as typographical mistakes or inaccuracies in the inventor’s name.
Correcting InventorshipCorrecting inventorship involves amending the named inventors on a patent application or granted patent to accurately reflect the true inventors, typically through a formal request to the patent office.
ReexaminationReexamination is a process where the patent office reevaluates the validity of an existing patent’s claims, usually in light of new evidence or prior art, to ensure the patent’s enforceability.
ReissueReissue refers to the process of correcting errors in a granted patent by surrendering the original patent and obtaining a new one with revised claims or specifications.

37 CFR (Code of Federal Regulations):

37 CFR 1.121 – Manner of making amendments in application.
37 CFR 1.121 details the specific procedures and formats required for making amendments to a patent application, including changes to claims, specifications, and drawings, to ensure clarity and compliance with patent office standards.
37 CFR 1.173 – Reissue specification, drawings, and amendments.
37 CFR 1.173 outlines the requirements for submitting a reissue application, including providing a revised specification, drawings, and any necessary amendments to correct errors in the original patent.

35 USC (United States Code):

35 USC 253 – Disclaimer.
35 USC 253 allows a patent holder to formally disclaim or dedicate to the public any complete claim or terminal part of the term of a patent, effectively narrowing the scope or duration of the patent rights.
35 USC 252 – Effect of reissue.
35 USC 252 states that a reissued patent replaces the original and retains its effect for the unexpired term, while protecting intervening rights for those who began using the invention before the reissue.

Quick Statistics:

Number of Pages:  176 pgs
Sections:  1400 – 1490

List of Sections:

1400.01Introduction
1401Reissue
1402Grounds for Filing
1403Diligence in Filing
1404Submission of Papers Where Reissue Patent Is in Litigation
1405Reissue and Patent Term
1406Citation and Consideration of References Cited in Original Patent
1407 – 1409[Reserved]
1410Content of Reissue Application
 1410.01 Reissue Applicant and Inventor’s Oath or Declaration
 1410.02 Assignee Consent to the Reissue
1411Form of Specification
 1411.01 Certificate of Correction or Disclaimer in Original Patent
 1411.02 New Matter
1412Content of Claims
 1412.01 Reissue Claims Must Be for Same General Invention
 1412.02 Recapture of Canceled Subject Matter
 1412.03 Broadening Reissue Claims
 1412.04 Correction of Inventorship By Reissue
 1412.05 Correction of Inventorship in a Broadening Reissue Application
1413Drawings
1414Content of Reissue Oath/Declaration
 1414.01 Reissue Oath or Declaration in Reissue Application Filed On or After September 16, 2012
 1414.02 Reissue Oath or Declaration in Reissue Application Filed Before September 16, 2012
 1414.03 Supplemental Reissue Oath/Declaration
1415Reissue Application and Issue Fees
 1415.01 Maintenance Fees on the Original Patent
1416No Physical Surrender of Original Patent
1417Claim for Priority Under 35 U.S.C. 119(a)-(d)
1418Notification of Prior/Concurrent Proceedings and Decisions Thereon, and of Information Known To Be Material to Patentability
1419 – 1429[Reserved]
1430Reissue Files Open to the Public and, Notice of Filing Reissue Announced in, Official Gazette
1431 – 1439[Reserved]
1440Examination of Reissue Application
1441Two-Month Delay Period
 1441.01 Protest and Pre-issuance Submission in Reissue Applications
1442Special Status
 1442.01 Litigation-Related or PTAB Trial-Related Reissues
 1442.02 Concurrent Litigation or Trial Before the Patent Trial and Appeal Board
 1442.03 Litigation Stayed
 1442.04 Litigation Involving Patent
 1442.05 Court Ordered Filing of Reissue Application
1443Initial Examiner Review
1444Review of Reissue Oath/Declaration
1445Reissue Application Examined in Same Manner as Original Application
1446 – 1447[Reserved]
1448Fraud, Inequitable Conduct, or Duty of Disclosure Issues
1449Protest Filed in Reissue Where Patent Is in Interference or Contested Case
 1449.01 Concurrent Office Proceedings
 1449.02 Interference in Reissue
 1449.03 Reissue Application in Derivation Proceeding
1450Restriction and Election of Species Made in Reissue Application
1451Divisional Reissue Applications; Continuation Reissue Applications Where the Parent is Pending
1452Request for Continued Examination of Reissue Application
1453Amendments to Reissue Applications
1454Appeal Brief
1455Allowance and Issue
1456Reissue Review
1457Design Reissue Applications and Patents
1458 – 1459[Reserved]
1460Effect of Reissue
1461 – 1469[Reserved]
1470Public Access to Reissue Applications
1471 – 1479[Reserved]
1480Certificates of Correction — Office Mistake
 1480.01 Expedited Issuance of Certificates of Correction – Error Attributable to Office
1481Certificates of Correction – Applicant’s Mistake
 1481.01 Correction of Assignees’ Names
 1481.02 Correction of Named Inventor
 1481.03 Correction of 35 U.S.C. 119 and 35 U.S.C. 120 Benefits
1482 – 1484[Reserved]
1485Handling of Request for Certificates of Correction
1486 – 1489[Reserved]
1490Disclaimers

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